Q. What is the role of the Cash Management System (CMS) in managing liquidity risks?

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Q. What is the purpose of the System in monitoring and controlling Inter Fund Transfer transactions?

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Q. What types of risks are associated with investments?

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Q. What is the significance of the System capturing and considering Instrument Ratings?

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Q. Why is the periodic credit review necessary for investee companies?

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Q. What role does the System play in compliance with regulatory requirements?

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Q. What is the purpose of the facility to upload transactions like Stock Splits, Dividend Receipts, etc., in the System?

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Q. What is the significance of maintaining NAV history in the system?

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Q. How often should major expenses like management fees be accrued for computation of NAV?

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Q. What is the regulatory requirement for insurers with Asset under Management (AUM) not exceeding Rs. 1000 crores regarding internal audit of investments?

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Q. What is the role of the Audit Committee in the internal audit process?

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Q. What is the requirement for reconciliation in the case of ULIP products for life insurers?

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Q. In what manner are shareholders' funds beyond the Solvency Margin treated in terms of investment?

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Q. When should the insurer confirm the implementation of Internal/Concurrent Audit observations to the Authority?

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Q. Which of the following is a financial asset?

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Q. ___________ reflects volatility of return on an investment relative to market swings.

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Q. Which of the following Government securities are rooted with derivatives, such as call options and put options?

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Q. What is the maximum period of maturity for money market instruments?

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Q. What is the limit of investment in immovable property covered under Section 27A(1 )(n) of the IRDA regulations in case of General Insurer?

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Q. As per Regulation 13, provision on investment management, for applications received, with local cheques payable at par at the place where the premium is received, before cut-off Time (3.00pm) on a business day, what will be the applicable NAV?

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