Q. How does the Capital Market contribute to financial risk management?

View solution

Q. Who regulates the Indian Capital Market, similar to the role of the U.S. Securities and Exchange Commission ( SEC ) in the United States?

View solution

Q. In which year was the Securities and Exchange Board of India (SEBI) established as an administrative body?

View solution

Q. What is the dual function mandated for SEBI under the SEBI Act of 1992?

View solution

Q. What is the regulatory involvement of the Reserve Bank of India (RBI) in the capital market?

View solution

Q. Which entity regulates primary dealers in the Government securities market?

View solution

Q. What significant change occurred with the enactment of the SEBI Act regarding the Capital Issues (Control) Act of 1947?

View solution

Q. What power was delegated to SEBI by the Government with regard to stock exchanges?

View solution

Q. What reforms did SEBI introduce in the primary market?

View solution

Q. What is the purpose of introducing a code of advertisement for public issues by SEBI?

View solution

Q. What did SEBI introduce to strengthen disclosure norms in the capital market?

View solution

Q. What step did SEBI take to introduce more flexibility for mutual fund managers in 1996?

View solution

Q. What is the purpose of the mark-to-market margins enforced by SEBI?

View solution

Q. Which organization was set up under the supervision of SEBI for clearing and settlement of trades by NSE?

View solution

Q. What development significantly reduced the settlement cycle in both equity and debt trading?

View solution

Q. What did SEBI allow Indian companies to access in international capital markets?

View solution

Q. What documents are required for public disclosure when a company offers securities in the Indian capital market?

View solution

Q. After a security is listed on a stock exchange, what is the issuing company required to disclose under the listing agreement?

View solution

Q. What characterizes the primary markets?

View solution

Q. Where do existing stocks or securities get traded in the secondary markets?

View solution